SEC v. Copeland Wealth Management

Case Summary:

On October 25, 2011, Thomas C. Hebrank of E3 Advisors was appointed permanent receiver for Copeland Wealth Management, A Financial Advisory Corporation (“CWM”), Copeland Wealth Management, A Real Estate Corporation (“Copeland Realty”), and their subsidiaries and affiliates, pursuant to a Judgment entered by the United States District Court for the Central Court of California in an action against Charles P. Copeland, CWM and Copeland Realty filed by the Securities and Exchange Commission.

Document Links (PDF Format):

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Court Filings:

          1. Judgment Order
          2. SEC Complaint
          3. Motion for Approval of Sale of Palm Springs Property:
            1. Notice and Motion for Approval of Sale and Commission
            2. Declaration of Thomas Hebrank
            3. Exhibit 1 to Declaration of Thomas Hebrank
            4. Exhibit 2 to Declaration of Thomas Hebrank
            5. Declaration of Donna Larson
            6. Exhibit 1 to Declaration of Donna Larson
          4. Receiver’s Application to Employ Allen Matkins as Receiver Counsel:
            1. Receiver’s Application
            2. Exhibit A to Receiver’s Application
          5. SEC’s Notice of Non-Opposition to Receiver’s (1) Motion for Approval of Sale of Palm Springs Property, and (2) Application to Employ Allen Matkins as Receiver Counsel
          6. Application to Employ Tax Professionals – Lavine Lofgren
          7. Palms Springs Condo Sale Order
          8. Receiver’s First Interim Fee Application
            1. CP10 Objection to Fee Application
            2. Flagstar Opposition to Fee Application
            3. Receiver’s Reply to Objections
            4. Flagstar Supplement to Objection
            5. Receiver’s Reply to Supplements to Objections
            6. Joinder to Opposition to Fee Application
            7. Receiver’s Reply to Joinder
            8. Order on Receiver’s First Fee Application
          9. Receiver’s Briefing on General Counsel
          10. Receiver’s Briefing on Tax Accountants
          11. Receiver’s Second Interim Fee Applications:
          12. Allen Matkins
            1. CP10 Objections
            2. Flagstar Objections
            3. Quinlan Objections
            4. Allen Matkins Reply
          13. Receiver
            1. CP10 Objections
            2. Quinlan Objections
            3. Receivers Reply
            4. Quinlan Correction
          14. Mulvaney
            1. CP10 Objections
            2. Quinlan Objections
            3. Mulvaney Reply
          15. Non-Opposition from SEC
          16. Order Approving Fee Applications #2
          17. RMI Settlement Approval Filing
          18. Order Approving RMI Settlement
          19. CP15 Property Abandonment Motion
            1. Court Order – Abandon CP15
          20. CP18 Property Sale Motion
            1. Court Order – Authorizing CP18 Property Sale
          21. Receiver’s Third Interim Fee Application
            1. Court Order – Authorizing Receivers Fee App #3
          22. Mulvaney (Receiver’s Counsel) Second Interim Fee Application
            1. Court Order – Authorizing Mulvaney Fee App #2
          23. Receiver’s Motion to Consolidate and Pool Assets of Receivership:
            1. Copeland Motion to Consolidate
            2. Copeland Motion to Consolidate – Notice of Lodgment (w-exh)
            3. Certain CP LPs Opposition to Motion to Consolidate
            4. Flagstar Bank Opposition to Motion to Consolidate
            5. Decl in Support of Certain LPs Opposition
            6. CP 10 LPs Opposition
            7. Receivers Reply to Oppositions
            8. Flagstar Addn Opposition
            9. Flagstar Opposition #3
            10. Receivers Reply to Certain LP Objectors – Report #4
            11. Receivers Reply to Certain LP Objectors – Consolidation Motion
            12. Receiver Declaration re Flagstar Opposition
            13. Certain CP LPs Joinder Opposition
            14. Certain CP LPs Addn Opposition
            15. Certain CP LPs Addn Opposition to Receivers Rpt #4
            16. Order Denying Consolidation Motion
          24. Motion for Disposition of CP9:
            1. Motion for Disposition of CP9
            2. US Bank Brief in Support of CP9 Abandonment
            3. Kohut Opposition – CP9 Abandonment
            4. Court Order – Abandon CP9
          25. Fee Applications 12-17-12:
            1. Fee Application Notice
            2. Receivers Fee App #4
            3. ––– Order Approving Fee Application
            4. Mulvaney Fee App #3
            5. ––– Order Approving Fee Application
            6. Lavine Fee App #1
            7. ––– Order Approving Fee Application
          26. Claims Bar Date Filing
            1. Court Order – Claims Bar Date
          27. Receivers CP10 Flagstar Settlement Motion
            1. CP10 Partners Objection to Flagstar Settlement
            2. Muraligopal Opposition to Flagstar Settlement
            3. Flagstar Response to Opposition
            4. Receivers Response to CP10 Oppositions
            5. Court Order – Abandon CP10
          28. Fee Applications 2-15-13:
            1. Receiver’s Fee Application #5
            2. ––– Court Order Authorizing Receivers Fee App #5
            3. Mulvaney Fee Application #4
            4. ––– Court Order Authorizing Mulvaney Fee App #4
          29. Receiver’s Motion re: CP18 Escrowed Sales Proceeds
            1. Secured Creditor Opposition to CP18 Escrowed Sales Proceeds
            2. Receiver’s Reply to Secured Creditors Oppostion re CP18 Sales Proceeds & Decl
            3. Court Order – Receiver’s Motion re CP18 Escrow Proceeds
          30. Motion for Settlement of CP2/17, CP5, CP7 & CP16
            1. Motion to Approve Settlement CP2 & 17, CP5, CP7, CP16
            2. Declaration re Motion to Approve Settlement CP2 & 17, CP5, CP7, CP16
            3. Court Order – Settlement with Certain LPs
            4. Court Order – Approving Notes Rec Settlements
          31. Motion for Abandonment of CP8 and Support
            1. Taber Opposition to CP8 Abandonment
            2. Movant Response to Taber Opposition to CP8 Abandonment
            3. Court Order – CP8 Property Abandonment
          32. Motion re: Settlements with Certain NR Acct Debtors
          33. Motion re: Destruction of Documents of Receiver
            1. Taber Opposition to Document Destruction
            2. Receivers Reply re Taber Opposition to Document Destruction
            3. Court Order – Document Destruction
          34. Fee Applications 05-06-13:
            1. Mulvaney Fee Application #5
            2. Receiver Interim Fee Application #6
            3. Court Order – Approving Receivers Fee App #6
            4. Court Order – Approving Mulvaney Fee App #5
          35. Motion for Distribution of Certain Assets (CP-10) Memo Decl POS etc
            1. Muraligopal Opposition to CP10 Distribution
            2. Reply to Opposition re Distribution of Certain Funds Declarations
            3. Court Order – CP10 Distribution
            4. Stip for Distribution of Funds
            5. Order Approving Stip for Distribution of Funds
          36. Mulvaney Fee Application #6
          37. Motion for Order Approving Settlement of Muraligopal
            1. Order Granting Mtn Approving Settlement with Muraligopal
          38. Motion for Order Authorizing Settlement with Nizzia
            1. Order Approving Settlement with Nizzia
          39. Receiver’s Interim Fee Application #7
            1. Order Approving Receivers Fee App #7
          40. Order Approving Settlement of SBMS2000-C3
          41. Motion for Distribution of CP 18
            1. Motion for Order Authorizing Settlement with CP 18
            2. Bricker RFJM ISO Oppo to Mtn to Distribute
            3. Brickers Objection to Evidence
            4. Bricker’s Oppo to Mtn to Distribute Assets (MPAs)
            5. Tri-Tool’s Sur Rebuttal Brief in Oppo to Mtn
            6. Bricker’s Sur Reply to Receiver’s Reply
            7. Bricker’s Objection to Receiver’s Response
            8. Tri-Tools Sur Reply to Receiver’s Reply to Oppo
            9. Order re: CP18 Distribution of Assets
          42. Tri Tool Motion to Modify Stay
            1. Stipulation to Continue Tri Tool Hearing on Mtn to Modify Stay
            2. Order Granting Stip to Cont. Motion to Modify Stay
            3. Mtn to Modify Stay – MPA, Decl of JHS, Decl of Hebrank, POS
            4. Tri-Tool’s Reply Brief re Mtn to Modify Stay
            5. Joinder in Oppo to Mtn to Modify Stay
            6. Minute Order re Tri Tool’s Mtn to Modify Stay
            7. Ntc of Lodgment [Proposed] Order Denying Tri Tools Mtn to Modify Stay and Joinder
            8. Order Denying Tri Tool’s Mtn to Modify Stay
            9. Tri Tool’s Response re Order
            10. Tri Tool’s Reply re UFTA Claims and SOL
            11. Time Schedule Order
            12. Ihde’s Ex Parte App
            13. Receiver’s Oppo to Ex Parte App
            14. Order Denying Petition for Writ
            15. Order Denying Ex Parte app
            16. Doc 02 Order
            17. Order Granting Dismissal
            18. Voluntary Dismissal of Appeal
            19. Order Denying Tri Tool’s Claim
            20. Tri Tool Notice of Appeal
          43. Joint Notice of Hearing: MB 7th, Receiver 8th, Lavine 2 – Fee Apps
            1. 7th Interim Fee App – MB Cert by App
            2. 8th Interim Fee App – Receiver Cert by App
            3. 2nd Interim Fee App – Lavine Cert by App
            4. Order re Fee Applications 1-2-14
          44. Mtn Re Future Percentage Distributions MPAs CFI1, CFI2, CFI3
            1. Order Approving Future Distributions – CFI Funds
          45. Motion re: Future Distributions for CWM
            1. Motion for Future Distributions for CWM
            2. Order re: Motion for Future Distributions for CWM
          46. Huron Fee Application
            1. Huron Final Application (POS)
            2. Order re Huron Fee Application
          47. Fee Applications – Receivers 9th, Mulvaneys 8th
            1. Ninth Interim Fee Application of Receiver (Ntc, Memo, App, POS)
            2. Eighth Interim Fee App – MB (Ntc, App, Cert, …)
            3. Order Approving Receiver’s Fee App #9
            4. Order Approving Mulvaney’s Fee App #8
          48. Motion for Copeland Fixed Income Initial Distributions
            1. Mtn for Initial Dist of Assets (Ntc, Memo, Dec, POS)
            2. Order Approving CFI Initial Distributions
          49. Final Fee Applications
            1. Mulvaney’s 9th and Final Application
            2. Receiver’s 10th and Final Application
          50. Motion for Approval of Richland WA Property
          51. Distribution – Copeland Wealth Mgmt and Copeland Fixed Income 2
            1. Order Approving Distributions of CWM Realty
          52. Motion for Approval of RMSC Settlement
          53. Order on Receiver’s Final Motions
            1. Order Granting Mtn re Liquidating Trustee
Receiver Reports:
Financial Advisory: